Section 73 Investments and Securities Act 2025

Section 73 of the Investments and Securities Act 2025 is about Designation of staff of the Commission for supervision of all regulated entities and securities exchanges. It is under Part VII (Inspections and Investigations) of the Act. It provides as follows:

(1) The Commission shall conduct routine and special inspection and investigation of regulated entities.

(2) Staff of the Commission shall be assigned responsibility for the inspection and investigation of all regulated entities.

(3) The staff shall discharge supervisory duties in respect of all regulated entities and for that purpose shall —
(a) have a right of access at all times to the records, books, accounts and vouchers of regulated entities;

(b) examine periodically the records, books and affairs of regulated entities; and
(c) require from directors, managers and employees of regulated entities such information and explanation as may be deemed necessary to the discharge of their duties under this Act.

(4) Regulated entities shall produce to the examiners at such times as the examiners may specify, all records, books, accounts, documents and information which they may require.

(5) For the purpose of this Part, references to examiners are references to the staff referred to in subsection (2).

(6) This Part shall also apply to an associated person as defined in this Act.