Section 60 Investments and Securities Act 2025

Section 60 of the Investments and Securities Act 2025 is about Duties of a registered self-regulatory organisation. It is under Part V (Registration and Regulation of Securities Exchanges, Financial Market Infrastructures and other Self Regulatory Organisations) of the Act. It provides as follows:

A self-regulatory organisation or trade association shall —
(a) at all times act in the public interest to ensure the integrity of the market and the protection of investors;
(b) supervise the conduct of its members to ensure a fair, orderly and efficient market;

(c) immediately notify the Commission if it becomes aware of any matter which adversely affects or is likely to adversely affect the interests of the market or the investing public;

(d) immediately notify the Commission if it becomes aware of any contravention by its members of any provision of this Act or the rules and regulations made under it; and

(e) not make a decision under its rules that adversely affects the rights of a member unless it has given the affected member an opportunity to make representations to it about the matter.

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