Section 33 Investments and Securities Act 2025

Section 33 of the Investments and Securities Act 2025 is about Securities exchange to give notice of disciplinary actions. It is under Part V (Registration and Regulation of Securities Exchanges, Financial Market Infrastructures and other Self Regulatory Organisations) of the Act. It provides as follows:

Where a securities exchange reprimands, fines, suspends, expels or otherwise takes disciplinary action against a member or participant of the securities exchange, it shall, within seven days, notify the Commission in writing of the name and other particulars of the member or participant, and the nature of and reason for the action taken by the securities exchange, against the affected member or participant.