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U.S. Code § 6n 7 U.S. Code § 6n is about Registration of commodity trading advisors and commodity pool operators; application; expiration and renewal; record keeping and reports; disclosure; statements of account. It is under Chapter 1 (Commodity Exchanges) of Title 7 (Agriculture) of the Code. (1) Any commodity trading advisor or commodity pool operator,…
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7 U.S. Code § 6m 7 U.S. Code § 6m is about Use of mails or other means or instrumentalities of interstate commerce by commodity trading advisors and commodity pool operators; relation to other law. It is under Chapter 1 (Commodity Exchanges) of Title 7 (Agriculture) of the Code. (1) It shall be unlawful for…
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7 U.S. Code § 6l 7 U.S. Code § 6l is about Commodity trading advisors and commodity pool operators; Congressional finding. It is under Chapter 1 (Commodity Exchanges) of Title 7 (Agriculture) of the Code. It is hereby found that the activities of commodity trading advisors and commodity pool operators are affected with a national…
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7 U.S. Code § 6k 7 U.S. Code § 6k is about Registration of associates of futures commission merchants, commodity pool operators, and commodity trading advisors; required disclosure of disqualifications; exemptions for associated persons. It is under Chapter 1 (Commodity Exchanges) of Title 7 (Agriculture) of the Code. (1) It shall be unlawful for any…
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7 U.S. Code § 6j 7 U.S. Code § 6j is about Restrictions on dual trading in security futures products on designated contract markets and registered derivatives transaction execution facilities. It is under Chapter 1 (Commodity Exchanges) of Title 7 (Agriculture) of the Code. (a) Issuance of regulationsThe Commission shall issue regulations to prohibit the…
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7 U.S. Code § 6i 7 U.S. Code § 6i is about Reports of deals equal to or in excess of trading limits; books and records; cash and controlled transactions. It is under Chapter 1 (Commodity Exchanges) of Title 7 (Agriculture) of the Code. It shall be unlawful for any person to make any contract…
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7 U.S. Code § 6h 7 U.S. Code § 6h is about False self-representation as registered entity member prohibited. It is under Chapter 1 (Commodity Exchanges) of Title 7 (Agriculture) of the Code. It shall be unlawful for any person falsely to represent such person to be a member of a registered entity or the…
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7 U.S. Code § 6g 7 U.S. Code § 6g is about Reporting and recordkeeping. It is under Chapter 1 (Commodity Exchanges) of Title 7 (Agriculture) of the Code. (a) In generalEvery person registered hereunder as futures commission merchant, introducing broker, floor broker, or floor trader shall make such reports as are required by the…
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7 U.S. Code § 6f 7 U.S. Code § 6f is about Registration and financial requirements; risk assessment. It is under Chapter 1 (Commodity Exchanges) of Title 7 (Agriculture) of the Code. (a) Registration of futures commission merchants, introducing brokers, and floor brokers and traders (1)Any person desiring to register as a futures commission merchant,…
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7 U.S. Code § 6e 7 U.S. Code § 6e is about Dealings by unregistered floor trader or broker prohibited. It is under Chapter 1 (Commodity Exchanges) of Title 7 (Agriculture) of the Code. It shall be unlawful for any person to act as floor trader in executing purchases and sales, or as floor broker…