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7 U.S. Code § 11 7 U.S. Code § 11 is about Vacation on request of designation or registration as “registered entity”; redesignation or reregistration. It is under Chapter 1 (Commodity Exchanges) of Title 7 (Agriculture) of the Code. Any person that has been designated or registered a registered entity in the manner provided in…
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7 U.S. Code § 10a 7 U.S. Code § 10a is about Cooperative associations and corporations, exclusion from board of trade; rules of board inapplicable to payment of compensation by association. It is under Chapter 1 (Commodity Exchanges) of Title 7 (Agriculture) of the Code. (a) No board of trade which has been designated or…
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7 U.S. Code § 9c 7 U.S. Code § 9c is about Notice of investigations and enforcement actions. It is under Chapter 1 (Commodity Exchanges) of Title 7 (Agriculture) of the Code. The Commission shall provide the Securities and Exchange Commission with notice of the commencement of any proceeding and a copy of any order…
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7 U.S. Code § 9b 7 U.S. Code § 9b is about Rules prohibiting deceptive and other abusive telemarketing acts or practices. It is under Chapter 1 (Commodity Exchanges) of Title 7 (Agriculture) of the Code. (1) Except as provided in paragraph (2), not later than six months after the effective date of rules promulgated…
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7 U.S. Code § 9a 7 U.S. Code § 9a is about Assessment of money penalties. It is under Chapter 1 (Commodity Exchanges) of Title 7 (Agriculture) of the Code. (1) In determining the amount of the money penalty assessed under section 9 of this title, the Commission shall consider the appropriateness of such penalty…
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7 U.S. Code § 9 7 U.S. Code § 9 is about Prohibition regarding manipulation and false information. It is under Chapter 1 (Commodity Exchanges) of Title 7 (Agriculture) of the Code. (1) Prohibition against manipulationIt shall be unlawful for any person, directly or indirectly, to use or employ, or attempt to use or employ,…
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7 U.S. Code § 8 7 U.S. Code § 8 is about Application for designation as contract market or derivatives transaction execution facility; time; suspension or revocation of designation; hearing; review by court of appeals. It is under Chapter 1 (Commodity Exchanges) of Title 7 (Agriculture) of the Code. (a) Any person desiring to be…
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7 U.S. Code § 7b-3 7 U.S. Code § 7b-3 is about Swap execution facilities. It is under Chapter 1 (Commodity Exchanges) of Title 7 (Agriculture) of the Code. (a) Registration (1)In generalNo person may operate a facility for the trading or processing of swaps unless the facility is registered as a swap execution facility…
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7 U.S. Code § 7b-2 7 U.S. Code § 7b-2 is about Privacy. It is under Chapter 1 (Commodity Exchanges) of Title 7 (Agriculture) of the Code. (a) Treatment as financial institutionsNotwithstanding section 509(3)(B) of the Gramm-Leach-Bliley Act [15 U.S.C. 6809(3)(B)], any futures commission merchant, commodity trading advisor, commodity pool operator, or introducing broker that…
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7 U.S. Code § 7b-1 7 U.S. Code § 7b-1 is about Designation of securities exchanges and associations as contract markets. It is under Chapter 1 (Commodity Exchanges) of Title 7 (Agriculture) of the Code. (a) Any board of trade that is registered with the Securities and Exchange Commission as a national securities exchange, is…