1 Texas Administrative Code § 53.18 – Additional Showings If independent investigation or extrinsic evidence relating to any public securities proceedings indicates the need for other or additional showings by the issuer to satisfy any legal requirements precedent to the approval of such proceeding, approval of such proceedings and the issue subject thereof may be…

1 Texas Administrative Code § 53.17 – Examination Fees Section RSA 1202.004 of the Government Code sets out the fee amounts for submitting a public security and/or a record of proceedings to the Office of the Attorney General for examination and approval.

1 Texas Administrative Code § 53.16 – Submission and Approval of Transcripts (a) Submitting Attorney. A transcript must be submitted by an attorney licensed in Texas. (b) Submission Deadlines. An issuer must submit its record of proceedings at least 10 working days prior to closing for traditional financings, and at least 12 working days prior…

1 Texas Administrative Code § 53.15 – Compliance with State and Federal Election Laws When election proceedings are submitted as part of a record of proceedings, the general certificate shall include a certification confirming that the election was conducted in accordance with all applicable state and federal laws.

1 Texas Administrative Code § 53.14 – Elections (a) Types of Elections. Proceedings of the following elections must be submitted with the first transcript of proposed public securities utilizing the authority acquired through the election: (1) an election authorizing the issuance of public securities; (2) an election authorizing the levy or imposition of a tax…

1 Texas Administrative Code § 53.13 – Refunding Issues by Consent When refunded public securities are being redeemed by consent of the holders thereof, written evidence of such consent must be included in the transcript.

1 Texas Administrative Code § 53.12 – Refunding Bonds (a) Definitions. For purposes of this section, the term “bonds” includes commercial paper used for refunding purposes, and the term “public securities” includes other obligations authorized to be refunded by law that do not constitute public securities under § RSA 1202.001 of the Government Code. (b)…

1 Texas Administrative Code § 53.11 – Seals Seals should be the official seal as adopted by the governing body. Seals on certificates must exactly correspond to seals on securities.

1 Texas Administrative Code § 53.10 – Estimates in Statements of Taxable Values Except where otherwise permitted by law, estimates in statements of taxable values are not permissible unless the issuer has been in operation for a period of less than 18 calendar months.

1 Texas Administrative Code § 53.9 – Securities in Litigation Pending litigation will generally disqualify proposed public securities from approval when the pending litigation concerns the public securities, the majority of the titles to office, the issuer’s creation, the boundaries of a traditional governmental issuer if a final judgment may reduce the tax base or…