Section 131 Investments and Securities Act Section 131 of the Investments and Securities Act 2025 is about Unauthorised sale or transfer of securities. It is under Part X (Conduct of Securities Business) of the Act. It provides as follows: (1) A regulated entity shall not —(a) sell, transfer, or otherwise dispose of the securities of…

Section 130 Investments and Securities Act Section 130 of the Investments and Securities Act 2025 is about Securities lending and margin requirements. It is under Part X (Conduct of Securities Business) of the Act. It provides as follows: The Commission may make regulations to —(a) prevent the excessive use of credit in purchasing or transacting…

Section 129 Investments and Securities Act Section 129 of the Investments and Securities Act 2025 is about Securities dealers to give priority to client’s orders. It is under Part X (Conduct of Securities Business) of the Act. It provides as follows: (1) Subject to subsection (4), a securities dealer shall not whether acting as principal…

Section 128 Investments and Securities Act Section 128 of the Investments and Securities Act 2025 is about Dealing by employees and associated persons of securities dealers. It is under Part X (Conduct of Securities Business) of the Act. It provides as follows: (1) A securities dealer shall not give an unsecured credit to an associated…

Section 127 Investments and Securities Act Section 127 of the Investments and Securities Act 2025 is about Dealing as principal. It is under Part X (Conduct of Securities Business) of the Act. It provides as follows: (1) A securities dealer shall not as a principal deal in any securities with a person who is not…

Section 126 Investments and Securities Act Section 126 of the Investments and Securities Act 2025 is about Disclosure of certain interests in securities by securities dealers. It is under Part X (Conduct of Securities Business) of the Act. It provides as follows: (1) Where a securities dealer, fund manager, investment adviser, underwriter or a person…

Section 125 Investments and Securities Act Section 125 of the Investments and Securities Act 2025 is about Contents of contract note or transaction confirmation. It is under Part X (Conduct of Securities Business) of the Act. It provides as follows: (1) A contract note or other form of transaction confirmation given by a securities dealer…

Section 124 Investments and Securities Act Section 124 of the Investments and Securities Act 2025 is about Securities dealer to issue contract note or transaction confirmation. It is under Part X (Conduct of Securities Business) of the Act. It provides as follows: A securities dealer shall, where applicable, within the prescribed timeand in respect of…

Section 123 Investments and Securities Act Section 123 of the Investments and Securities Act 2025 is about Legal entity identifier. It is under Part X (Conduct of Securities Business) of the Act. It provides as follows: (1) There shall be a legal entity identifier for any entity involved directly or indirectly in securities transactions to…

Section 122 Investments and Securities Act Section 122 of the Investments and Securities Act 2025 is about Prohibition of transactions in non-dematerialised securities. It is under Part X (Conduct of Securities Business) of the Act. It provides as follows: All securities to be transacted in the secondary market shall be in dematerialised form.