7 U.S. Code § 7b-3 7 U.S. Code § 7b-3 is about Swap execution facilities. It is under Chapter 1 (Commodity Exchanges) of Title 7 (Agriculture) of the Code. (a) Registration (1)In generalNo person may operate a facility for the trading or processing of swaps unless the facility is registered as a swap execution facility…

7 U.S. Code § 7b-2 7 U.S. Code § 7b-2 is about Privacy. It is under Chapter 1 (Commodity Exchanges) of Title 7 (Agriculture) of the Code. (a) Treatment as financial institutionsNotwithstanding section 509(3)(B) of the Gramm-Leach-Bliley Act [15 U.S.C. 6809(3)(B)], any futures commission merchant, commodity trading advisor, commodity pool operator, or introducing broker that…

7 U.S. Code § 7b-1 7 U.S. Code § 7b-1 is about Designation of securities exchanges and associations as contract markets. It is under Chapter 1 (Commodity Exchanges) of Title 7 (Agriculture) of the Code. (a) Any board of trade that is registered with the Securities and Exchange Commission as a national securities exchange, is…

7 U.S. Code § 7b 7 U.S. Code § 7b is about Suspension or revocation of designation as registered entity. It is under Chapter 1 (Commodity Exchanges) of Title 7 (Agriculture) of the Code. The failure of a registered entity to comply with any provision of this chapter, or any regulation or order of the…

7 U.S. Code § 7a-2 7 U.S. Code § 7a-2 is about Common provisions applicable to registered entities. It is under Chapter 1 (Commodity Exchanges) of Title 7 (Agriculture) of the Code. (a) Acceptable business practices under core principles (1)In generalConsistent with the purposes of this chapter, the Commission may issue interpretations, or approve interpretations…

7 U.S. Code § 7a-1 7 U.S. Code § 7a-1 is about Derivatives clearing organizations. It is under Chapter 1 (Commodity Exchanges) of Title 7 (Agriculture) of the Code. (a) Registration requirement (1)In generalExcept as provided in paragraph (2), it shall be unlawful for a derivatives clearing organization, directly or indirectly, to make use of…

7 U.S. Code § 7 7 U.S. Code § 7 is about Designation of boards of trade as contract markets. It is under Chapter 1 (Commodity Exchanges) of Title 7 (Agriculture) of the Code. (a) ApplicationsA board of trade applying to the Commission for designation as a contract market shall submit an application to the…

7 U.S. Code § 6t 7 U.S. Code § 6t is about Large swap trader reporting. It is under Chapter 1 (Commodity Exchanges) of Title 7 (Agriculture) of the Code. (a) Prohibition (1)In generalExcept as provided in paragraph (2), it shall be unlawful for any person to enter into any swap that the Commission determines…

7 U.S. Code § 6s 7 U.S. Code § 6s is about Registration and regulation of swap dealers and major swap participants. It is under Chapter 1 (Commodity Exchanges) of Title 7 (Agriculture) of the Code. (a) Registration (1)Swap dealersIt shall be unlawful for any person to act as a swap dealer unless the person…

7 U.S. Code § 6r 7 U.S. Code § 6r is about Reporting and recordkeeping for uncleared swaps. It is under Chapter 1 (Commodity Exchanges) of Title 7 (Agriculture) of the Code. (a) Required reporting of swaps not accepted by any derivatives clearing organization(1)In generalEach swap that is not accepted for clearing by any derivatives…