7 U.S. Code § 12b 7 U.S. Code § 12b is about Trading ban violations; prohibition. It is under Chapter 1 (Commodity Exchanges) of Title 7 (Agriculture) of the Code. It shall be unlawful for any person, against whom there is outstanding any order of the Commission prohibiting him from trading on or subject to…

7 U.S. Code § 12a 7 U.S. Code § 12a is about Registration of commodity dealers and associated persons; regulation of registered entities. It is under Chapter 1 (Commodity Exchanges) of Title 7 (Agriculture) of the Code. The Commission is authorized— (1)to register futures commission merchants, associated persons of futures commission merchants, introducing brokers, associated…

7 U.S. Code § 12 7 U.S. Code § 12 is about Public disclosure. It is under Chapter 1 (Commodity Exchanges) of Title 7 (Agriculture) of the Code. (a) Investigations respecting operations of boards of trade and others subject to this chapter; publication of results; restrictions; information received from foreign futures authorities; undercover operations; notice…

7 U.S. Code § 11 7 U.S. Code § 11 is about Vacation on request of designation or registration as “registered entity”; redesignation or reregistration. It is under Chapter 1 (Commodity Exchanges) of Title 7 (Agriculture) of the Code. Any person that has been designated or registered a registered entity in the manner provided in…

7 U.S. Code § 10a 7 U.S. Code § 10a is about Cooperative associations and corporations, exclusion from board of trade; rules of board inapplicable to payment of compensation by association. It is under Chapter 1 (Commodity Exchanges) of Title 7 (Agriculture) of the Code. (a) No board of trade which has been designated or…

7 U.S. Code § 9c 7 U.S. Code § 9c is about Notice of investigations and enforcement actions. It is under Chapter 1 (Commodity Exchanges) of Title 7 (Agriculture) of the Code. The Commission shall provide the Securities and Exchange Commission with notice of the commencement of any proceeding and a copy of any order…

7 U.S. Code § 9b 7 U.S. Code § 9b is about Rules prohibiting deceptive and other abusive telemarketing acts or practices. It is under Chapter 1 (Commodity Exchanges) of Title 7 (Agriculture) of the Code. (1) Except as provided in paragraph (2), not later than six months after the effective date of rules promulgated…

7 U.S. Code § 9a 7 U.S. Code § 9a is about Assessment of money penalties. It is under Chapter 1 (Commodity Exchanges) of Title 7 (Agriculture) of the Code. (1) In determining the amount of the money penalty assessed under section 9 of this title, the Commission shall consider the appropriateness of such penalty…

7 U.S. Code § 9 7 U.S. Code § 9 is about Prohibition regarding manipulation and false information. It is under Chapter 1 (Commodity Exchanges) of Title 7 (Agriculture) of the Code. (1) Prohibition against manipulationIt shall be unlawful for any person, directly or indirectly, to use or employ, or attempt to use or employ,…

7 U.S. Code § 8 7 U.S. Code § 8 is about Application for designation as contract market or derivatives transaction execution facility; time; suspension or revocation of designation; hearing; review by court of appeals. It is under Chapter 1 (Commodity Exchanges) of Title 7 (Agriculture) of the Code. (a) Any person desiring to be…